Summary
Overview
Work History
Education
Skills
Email
Personal Information
Skills And Competences
Timeline
Generic

Helen VOKOU

Ilioupoli

Summary

Seasoned Directorate of Listed Companies, Department of Public Offerings, acting as Specialist Technical Personnel with excellent knowledge of the provisions of the capital market legislation.

Overview

28
28
years of professional experience

Work History

Specialist Technical Personnel, Acting as Senior Economist

Hellenic Capital Market Commission (HCMC)
03.2003 - Current
  • Company Overview: Securities Regulator
  • Head of the Department of Public Offerings (since December 2022)
  • Current- from December 2022 onwards: Directorate of Listed Companies, Head of the Department of Public Offerings
  • From May 2005 to November 2022: Directorate of Listed Companies, Department of Public Offerings, acting as Specialist Technical Personnel
  • Responsible for monitoring compliance with the provisions of the capital market legislation when securities are offered to the public and/or admitted to trading on a regulated market, such as the Athens Exchange, mainly by: (i) reviewing of prospectuses for public offerings and/or admission of securities to trading, according to Greek National Law and EU legislation (Regulations, Guidelines etc), and reporting conclusions of the review to the Board of Directors of the HCMC; (ii) ensuring compliance of supervised entities with regulatory disclosure requirements and enforcing procedures aimed at investor protection and greater market efficiency; (iii) investigating formal allegations of capital market legislation violations; and (iv) making proposals to the Board of Directors regarding imposition of administrative or criminal sanctions against entities that violate capital market legislation
  • Current- from January 2020 onwards: HCMC representative at the Prospectus Working Group, (previously Corporate Finance Standing Committee) of the European Securities and Markets Authority (ESMA)
  • Responsible for providing technical advice on issues of prospectus legislation and supervisory convergence
  • Current- from January 2023 onwards: HCMC representative at the Issuers Standing Committee of the European Securities and Markets Authority (ESMA)
  • Responsible for providing technical advice in the area of issuer disclosure, mainly covering the fields of prospectus, financial reporting and sustainability reporting
  • Current- from February 2021 onwards: member of the HCMC working group on ESG
  • Responsible for providing technical advice on the EU Sustainable Finance Framework, representing HCMC at conferences and webinars (technical advice mainly on Sustainable Finance Disclosure Regulation (SFDR) Taxonomy Regulation (TR) the European Green Bond Standard Regulation (EUGBS) and other areas of sustainable finance
  • From January 2020 to December 2022: HCMC representative at the Joint Committee Sub-Committee on Consumer Protection and Financial Innovation (CPFI) of the European Supervisory Authorities (ESAs) Responsible for providing technical advice mainly on the following areas: (i) Sustainable Finance- ESG disclosures legislation (seven Regulatory Technical Standards (RTS) during 2020 and six RTS during the course of 2021, under the Sustainable Finance Disclosure Regulation)
  • (ii) Packaged Retail and Insurance-based investment Products legislation (RTS to amend the PRIIPs Key Information Documents during 2020)
  • (iii) Financial Education
  • From January 2023 to April 2024: member of Greece’s delegation at the EU Council’s Working Party on Financial Services for the proposal on the Listing Act
  • From July 2021 to February 2023: member of Greece’s delegation at the EU Council’s Working Party on Financial Services for the proposal on the European Green Bond Standard Regulation
  • From January 2016 to December 2016: member of Greece’s delegation at the EU Council’s Working Party on Financial Services for the proposal on Prospectus Regulation
  • From March 2003 to May 2005: Directorate of International and Public Relations, acting as Specialist Technical Personnel
  • Responsibilities included: (i) Collecting, processing and reporting information to the Committee of European Securities Regulators and the International Organization of Securities Commissions on capital market issues in Greece and on the regulatory objectives and tasks of the HCMC
  • (ii) Drafting the annual review on global macroeconomic and international capital markets developments which is incorporated in the published annual report of the HCMC
  • Securities Regulator

Officer at the Corporate Finance Department

Omega Securities Investment Firm
02.2001 - 02.2003
  • Company Overview: Investment Firm
  • Responsibilities included: (i) Consulting corporate clients on potential listing at the Athens Exchange
  • (ii) Preparing clients to apply for listing at the Athens Exchange by ensuring that all relevant requirements have been complied with
  • (iii) Drawing up prospectuses for initial public offerings, as well as mergers & acquisitions
  • Investment Firm

Customer Service

Eurobank EFG
07.1997 - 08.1999
  • Company Overview: Retail Banking
  • Customer Service/Teller
  • Retail Banking

Education

MSc - International Financial Markets

University of Southampton
01.2000

BSc - International and European Economic Studies

Athens University of Economics and Business
01.1997

Skills

  • Customer relations
  • Expert problem solving
  • Analytical thinking
  • Document Control Management

Email

evokou@hotmail.com, e.vokou@cmc.gov.gr

Personal Information

  • Date of Birth: 05/12/74
  • Nationality: Greek

Skills And Competences

Greek, English, Cambridge Certificate of Proficiency in English, French, Certificat Pratique de Langue Francaise (SORBONNE I), HCMC seminars on Capital Market Legislation, EU Sustainable Finance Framework, International Financial Reporting Issues, ESMA seminars on Sustainable Finance disclosures, S.E.Y.Y.O Seminar in International Financial Reporting Standards (04/01/07), Baker Tilly Klitou & Partners Seminar in International Financial Reporting Standards (07/01/05 to 10/01/05), Seminar on Conflict Resolution (08/01/96), American Studies Seminar (03/01/96 to 04/01/96)

Timeline

Specialist Technical Personnel, Acting as Senior Economist

Hellenic Capital Market Commission (HCMC)
03.2003 - Current

Officer at the Corporate Finance Department

Omega Securities Investment Firm
02.2001 - 02.2003

Customer Service

Eurobank EFG
07.1997 - 08.1999

BSc - International and European Economic Studies

Athens University of Economics and Business

MSc - International Financial Markets

University of Southampton
Helen VOKOU