Maria Tsaliki
Senior Compliance Officer
Nikea
Summary
Self-driven and hard-working with organizational skills, making continuous effort to build strong cooperative relationships in order to improve the efficiency, effectiveness and quality of work delivered.
Overview
21
21
years of professional experience
10
10
years of post-secondary education
3
3
Languages
Work History
Senior Compliance Officer (Financial Crime)
Eurobank Ergasias S.A.
Athens, Greece
01.2024 - Current
- Performance of quality assurance exercises to confirm compliance with AML/CFT applicable laws and regulations and to assess the adequacy of the Bank's internal procedures
- Evaluation of Bank's new and existing products & services from an AML point of view
- Review of Bank's new and existing regulatory documents (guidelines, policies, working instructions, procedures) to assess their adequacy from an AML point of view and whether the controls in place are in accordance with AML/CFT regulatory stipulations
- Participation in Bank-wide projects concerning the implementation of new AML/CFT regulatory developments
- Assessment of "Rely on" business agreements and outsourcing agreements for AML/CFT purposes
- Review of customers (at onboarding)
Private Banking, Compliance & Op. Risk Officer
Eurobank Ergasias S.A.
06.2014 - 12.2023
- Operational risk monitoring of business area activity with the use of systems, queries and KRIs
- Assessment of adherence to controls through field reviews aimed at mitigating fraud risk, risk of regulatory non-compliance and any other operational risks
- Review of existing processes, products and services to assess whether the controls in place are in accordance with the policies of the Group and regulations
- Provision of training to all business area staff on fraud prevention, regulatory compliance and other operational risk matters
- Review of customers (at onboarding and on-going)
- Participation in Bank-wide projects concerning AML/CFT and MiFID II
Internal Audit Division, Assistant Manager
Eurobank Ergasias S.A.
09.2004 - 05.2014
- Participation in all audit phases (i.e. planning, fieldwork, report writing, opening/ closing meetings) covering a variety of banking areas as well as subsidiaries, such as:
- Eurobank Equities (order taking & execution, customers’ reviews, back office activities, Anti-Money Laundering, MiFID, compliance with regulations regarding margin, securities and derivatives’ trading, market making)
- Eurobank Asset Management MFMC (discretionary asset management, advisory services, portfolio modelling, valuation process of mutual funds, monitoring of mutual funds’ limits and investment policy, risk management)
- Private Banking activities (Greece and Luxembourg)
- Custody activities
- Treasury activities (liquidity management, back office activities)
- Participation in fraud investigations
- Training and on-the-job guidance of other team members
Assistant Team Leader
Citibank
04.2004 - 08.2004
Education
Associate Chartered Accountant Qualification -
Institute of Chartered Accountants in England And Wales
09.2004 - 07.2009
MSc in International Baking & Finance -
University of Southampton, School of Management
10.2002 - 09.2003
BSc in Economic And Political Studies -
University of Macedonia
10.1998 - 09.2002
Skills
- Compliance reviews
- Internal audits
- Anti-money laundering
- Operational risk management
- Microsoft Office
- Microfit
- TeamMate Suite
- ACL
Personal Characteristics
- Consistency
- Reliability
- Sense of responsibility
- Determination
- Efficiency
- Effectiveness
- Cooperativeness
Timeline
Senior Compliance Officer (Financial Crime)
Eurobank Ergasias S.A.
01.2024 - Current
Private Banking, Compliance & Op. Risk Officer
Eurobank Ergasias S.A.
06.2014 - 12.2023
Associate Chartered Accountant Qualification -
Institute of Chartered Accountants in England And Wales
09.2004 - 07.2009
Internal Audit Division, Assistant Manager
Eurobank Ergasias S.A.
09.2004 - 05.2014
Assistant Team Leader
Citibank
04.2004 - 08.2004
MSc in International Baking & Finance -
University of Southampton, School of Management
10.2002 - 09.2003
BSc in Economic And Political Studies -
University of Macedonia
10.1998 - 09.2002
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